Luis M Fernandez

CRD 5351849 · Wells Fargo Advisors · Miami, FL

IA RegisteredBroker

Also appears in the source record as: Luis Manuel Fernandez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (3): Florida · Illinois · Tennessee
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (6)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Miami, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Miami, FL · BC capacity

start not retrieved → present
Vectorglobal Iag, Inc.
Miami, FL · IA capacity

Mar 10, 2022 → Mar 23, 2023
Seaview Investment Managers LLC
Miami, FL · IA capacity

Feb 22, 2022 → Mar 23, 2023
Vectorglobal Wmg
San Diego, CA · BC capacity

May 26, 2021 → Mar 23, 2023
Amerant Investments, Inc.
Coral Gables, FL · BC capacity

Dec 23, 2014 → May 4, 2021

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5351849 ↗ FINRA BrokerCheck record for CRD 5351849 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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