Lauren Ashley Stuhmer

CRD 5355694 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Palm Beach, FL

IA RegisteredBroker

Also appears in the source record as: Lauren Ashley Rosenberg; Lauren Stuhmer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (5): Florida · Massachusetts · New Jersey · New York · West Virginia
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Palm Beach, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Palm Beach, FL · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
West Palm Beach, FL · IA capacity

Nov 4, 2021 → Oct 15, 2024
Citigroup Global Markets Inc.
West Palm Beach, FL · BC capacity

Sep 21, 2021 → Oct 15, 2024
Citi Private Alternatives, LLC
West Palm Beach, FL · BC capacity

Sep 21, 2021 → Oct 15, 2024
J.P. Morgan Securities LLC
Palm Beach Gardens, FL · IA capacity

Jun 16, 2014 → Aug 12, 2021
J.P. Morgan Securities LLC
Palm Beach Gardens, FL · BC capacity

Jun 13, 2014 → Aug 12, 2021
Deutsche Bank Securities Inc.
Palm Beach, FL · IA capacity

Oct 16, 2007 → Jul 11, 2014
Deutsche Bank Securities Inc.
Palm Beach, FL · BC capacity

Jul 11, 2007 → Jul 11, 2014

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5355694 ↗ FINRA BrokerCheck record for CRD 5355694 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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