Douglas J Szep

CRD 5357804 · Bofa Securities, Inc. · New York, NY

Broker

Also appears in the source record as: Douglas James Szep; Douglas Szep

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed: Not yet retrieved from the source record
Registered states: Not yet retrieved from the source record
Years in the industry: Not yet retrieved from the source record
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Bofa Securities, Inc.
Firm CRD: 283942
SEC number: 801-112640
Assets under management: Not yet retrieved from the source record
Website: www.bankofamerica.com ↗
Phone: 646-743-2734
Firm location: New York, NY, 10036

Employment history (2)

From the source registration record · current first

Bofa Securities, Inc.Current
New York, NY · IA capacity

start not retrieved → present
Bofa Securities, Inc.Current
New York, NY · IA capacity

start not retrieved → present

Source & corrections

Where this page comes from

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