Keith J Gilmour

CRD 5373069 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Palm City, FL

IA RegisteredBroker

Also appears in the source record as: Keith J. Gilmour; Keith Joseph Gilmour; Keith Gilmour

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (9): Alabama · Connecticut · Florida · Georgia · Massachusetts · New Jersey · New York · Pennsylvania · Texas
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (15)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Palm City, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Palm City, FL · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Stuart, FL · IA capacity

Apr 21, 2023 → Feb 10, 2024
J.P. Morgan Securities LLC
Stuart, FL · BC capacity

Apr 21, 2023 → Feb 10, 2024
Fidelity Personal And Workplace Advisors
Port St Lucie, FL · IA capacity

Nov 25, 2022 → Dec 8, 2022
Fidelity Brokerage Services LLC
Jacksonville, FL · BC capacity

Nov 11, 2022 → Dec 7, 2022
Wells Fargo Clearing Services, LLC
Stuart, FL · IA capacity

Jun 11, 2021 → Aug 18, 2021
Wells Fargo Clearing Services, LLC
Stuart, FL · BC capacity

Jun 11, 2021 → Aug 18, 2021
Lpl Financial LLC
Palm City, FL · IA capacity

Nov 15, 2017 → Jun 22, 2020
Lpl Financial LLC
Palm City, FL · BC capacity

Nov 15, 2017 → Jun 22, 2020
Invest Financial Corporation
Stuart, FL · IA capacity

Apr 4, 2016 → Nov 16, 2017
Invest Financial Corporation
Stuart, FL · BC capacity

Mar 31, 2016 → Nov 16, 2017
Pnc Investments
Jensen Beach, FL · IA capacity

May 13, 2015 → Feb 9, 2016
Pnc Investments
Jensen Beach, FL · BC capacity

Mar 2, 2015 → Feb 9, 2016
Scottrade, Inc.
Stuart, FL · BC capacity

Apr 3, 2009 → Sep 18, 2014

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5373069 ↗ FINRA BrokerCheck record for CRD 5373069 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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