Jonathan Barry Smith

CRD 5373402 · Captrust · Greensboro, NC

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63Series 9Series 10SIESeries 7
Registered states (1): North Carolina
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Captrust
Firm CRD: 175112
SEC number: 801-62193
Assets under management: $1.2T as of May 27, 2026
Website: www.linkedin.com/COMPANY/CAPTRUST ↗
Phone: 919-870-6822
Firm location: Raleigh, NC, 27609

Employment history (11)

From the source registration record · current first

Capfinancial Securities, LLC.Current
Greensboro, NC · BD capacity

Feb 27, 2019 → present
CaptrustCurrent
Greensboro, NC · IA capacity

Feb 15, 2019 → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Jan 30, 2019
Fidelity Brokerage Services LLC
BD capacity

Sep 10, 2014 → Jan 29, 2019
Strategic Advisers LLC
IA capacity

Sep 12, 2014 → Jul 13, 2018
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Jan 3, 2013 → May 24, 2013
Td Ameritrade, Inc.
IA capacity

Dec 1, 2011 → Oct 26, 2012
Amerivest Investment Management, LLC
IA capacity

Dec 1, 2011 → Oct 26, 2012
Td Ameritrade, Inc.
BD capacity

Oct 19, 2011 → Oct 26, 2012
Td Ameritrade Clearing, Inc.
BD capacity

May 25, 2011 → Oct 19, 2011
Td Ameritrade, Inc.
BD capacity

Oct 4, 2007 → Jun 1, 2011

Source & corrections

Where this page comes from

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