James Cole Watson

CRD 5376702 · Wells Fargo Advisors · Dallas, TX

IA RegisteredBroker

Also appears in the source record as: James Watson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 65Series 66Series 63
Registered states (12): Alabama · Arkansas · California · Florida · Louisiana · Michigan · New York · Oklahoma · Oregon · Puerto Rico · Texas · Virginia
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5376702 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Dallas, TX · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Dallas, TX · BC capacity

start not retrieved → present
Bok Financial Advisors
Dallas, TX · IA capacity

Apr 22, 2013 → Oct 23, 2017
Bok Financial Securities, Inc.
Dallas, TX · BC capacity

Mar 7, 2013 → Oct 23, 2017
Grand Financial, Inc.
Addison, TX · BC capacity

Feb 15, 2011 → Feb 21, 2013
Td Ameritrade, Inc.
Southlake, TX · IA capacity

Jan 2, 2008 → Feb 18, 2009
Amerivest Investment Management, LLC
Southlake, TX · IA capacity

Jan 2, 2008 → Feb 18, 2009
Td Ameritrade, Inc.
Southlake, TX · BC capacity

Oct 4, 2007 → Feb 18, 2009

Source & corrections

Where this page comes from

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