Christopher Huntington Johnson

CRD 5378022 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Chris Huntington Johnson; Christopher Johnson; Chris H Johnson; Chris Johnson; Christopher H Johnson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 6Series 66
Registered states (23): Alabama · Arkansas · California · Colorado · Florida · Hawaii · Idaho · Illinois · Louisiana · Maine · Michigan · Mississippi · Missouri · Montana · New York · North Carolina · North Dakota · Ohio · Oklahoma · Pennsylvania · Texas · Vermont · Virginia
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Schwab Wealth Advisory, Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Morgan Stanley
Denver, CO · IA capacity

Sep 5, 2023 → Jul 23, 2024
Morgan Stanley
Denver, CO · BC capacity

Jan 26, 2023 → Jul 23, 2024
E*trade Capital Management, LLC
Greenwood Village, CO · IA capacity

Jan 27, 2016 → Sep 5, 2023
E*trade Securities LLC
Greenwood Village, CO · BC capacity

Jan 27, 2016 → Sep 5, 2023
Strategic Advisers, Inc.
Greenwood Village, CO · IA capacity

Apr 4, 2014 → Jan 29, 2016
Fidelity Brokerage Services LLC
Greenwood Village, CO · BC capacity

Apr 1, 2014 → Jan 26, 2016
J.P. Morgan Securities LLC
Denver, CO · IA capacity

May 2, 2013 → Mar 13, 2014
J.P. Morgan Securities LLC
Denver, CO · BC capacity

Oct 1, 2012 → Mar 13, 2014
Chase Investment Services Corp.
Littleton, CO · BC capacity

Sep 12, 2007 → Oct 1, 2012
Intersecurities, Inc.
Englewood, CO · BC capacity

Jul 16, 2007 → Aug 2, 2007

Source & corrections

Where this page comes from

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