Evelyn Geovanna Carrera

CRD 5378536 · Charles Schwab & Co., Inc. · Huntington Station, NY

IA RegisteredBroker

Also appears in the source record as: Evelyn Geovanna Arias; Evelyn Arias; Evelyn G Carrera; Evelyn Carrera

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 6Series 66Series 63
Registered states (5): Florida · Maryland · New York · Pennsylvania · Texas
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (7)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Huntington Station, NY · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Huntington Station, NY · BC capacity

start not retrieved → present
Td Ameritrade, Inc.
Lake Grove, NY · BC capacity

Mar 30, 2023 → Jul 29, 2024
Santander Securities LLC
Williston Park, NY · BC capacity

Jul 14, 2017 → Mar 14, 2023
Kestra Investment Services, LLC
Port Jefferson Station, NY · BC capacity

Sep 21, 2015 → Jun 9, 2017
J.P. Morgan Securities LLC
East Meadow, NY · BC capacity

Apr 9, 2014 → Jul 14, 2015
Chase Investment Services Corp.
Port Washington, NY · BC capacity

Aug 2, 2007 → Oct 1, 2012

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5378536 ↗ FINRA BrokerCheck record for CRD 5378536 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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