Justin Rodriguez

CRD 5384667 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Austin, TX

IA RegisteredBroker

Also appears in the source record as: Justin Richard Rodriguez; Justin Rodriguez

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (8): California · Florida · Illinois · Minnesota · New York · North Carolina · South Carolina · Texas
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Austin, TX · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Austin, TX · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Austin, TX · IA capacity

Jun 27, 2018 → Jul 12, 2022
J.P. Morgan Securities LLC
Austin, TX · BC capacity

Jun 27, 2018 → Jul 12, 2022
Wells Fargo Clearing Services, LLC
Austin, TX · IA capacity

Sep 22, 2011 → Jan 18, 2017
Wells Fargo Clearing Services, LLC
Austin, TX · BC capacity

Aug 29, 2011 → Jan 18, 2017

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5384667 ↗ FINRA BrokerCheck record for CRD 5384667 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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