Peter R Gross

CRD 5387706 · T. Rowe Price Associates, Inc. · Colorado Springs, CO

IA RegisteredBroker

Also appears in the source record as: Peter R Gross Jr; Peter R Gross Jr.; Peter Raymund Gross Jr; Peter Raymund Gross Jr.; Peter Gross

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63SIESeries 3Series 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: T. Rowe Price Associates, Inc.
Firm CRD: 105496
SEC number: 801-856
Assets under management: $2.2T as of Mar 31, 2026
Website: www.troweprice.com ↗
Phone: 410-345-2000
Firm location: Baltimore, MD, 21231

Employment history (11)

From the source registration record · current first

T. Rowe Price Associates, Inc.Current
Colorado Springs, CO · IA capacity

Aug 29, 2023 → present
T. Rowe Price Investment Services, Inc.Current
Centennial, CO · BD capacity

Aug 29, 2023 → present
Emerge Capital Management
IA capacity

Mar 6, 2023 → Aug 22, 2023
Alps Distributors, Inc.
BD capacity

Oct 10, 2022 → Jul 14, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 4, 2020 → Oct 2, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Mar 4, 2020 → Oct 2, 2022
Park Avenue Securities LLC
IA capacity

Mar 7, 2019 → Mar 4, 2020
Park Avenue Securities LLC
BD capacity

Dec 3, 2018 → Mar 4, 2020
The Leaders Group, Inc.
BD capacity

May 29, 2018 → Sep 27, 2018
Altegris Investments, LLC
BD capacity

Mar 15, 2012 → Jan 16, 2018
John Hancock Distributors LLC
BD capacity

Sep 24, 2007 → Dec 1, 2011

Source & corrections

Where this page comes from

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