Julie Ar Shank

CRD 5395823 · J.P. Morgan Securities LLC · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Julie Ann Rousseau; Julie A R Shank; Julie Ann Rousseau Shank; Julie Shank

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 63Series 65
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (7)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Boston, MA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Boston, MA · BC capacity

start not retrieved → present
J.P. Morgan Private Wealth Advisors LLC
Boston, MA · IA capacity

Apr 20, 2018 → Mar 21, 2025
First Republic Securities Company, LLC
Boston, MA · BC capacity

Apr 20, 2018 → Sep 29, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Boston, MA · IA capacity

Jun 30, 2017 → Apr 25, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Boston, MA · BC capacity

Jun 21, 2017 → Apr 25, 2018
Shepherd Kaplan LLC
Boston, MA · IA capacity

Sep 21, 2007 → May 19, 2017

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5395823 ↗ FINRA BrokerCheck record for CRD 5395823 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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