Rodney Lee Hazelton

CRD 5400350 · Charles Schwab & Co., Inc. · Omaha, NE

IA RegisteredBroker

Also appears in the source record as: Rodney L Hazelton; Rodney Hazelton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 10Series 9Series 66
Registered states (21): Arizona · Arkansas · California · Colorado · Florida · Georgia · Illinois · Iowa · Kansas · Minnesota · Missouri · Nebraska · New York · North Carolina · Ohio · Oklahoma · South Dakota · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Omaha, NE · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Omaha, NE · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Omaha, NE · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Lincoln, NE · IA capacity

Mar 1, 2018 → Sep 11, 2019
Td Ameritrade Investment Management, LLC
Lincoln, NE · IA capacity

Feb 26, 2018 → Sep 11, 2019
Td Ameritrade, Inc.
Lincoln, NE · BC capacity

Feb 26, 2018 → Sep 11, 2019
Scottrade Investment Management
Saint Louis, MO · IA capacity

Apr 5, 2017 → Feb 26, 2018
Scottrade, Inc.
Lincoln, NE · BC capacity

Dec 18, 2008 → Feb 26, 2018
Ameritas Investment Corp
Lincoln, NE · IA capacity

Aug 29, 2008 → Dec 16, 2008
Ameritas Investment Corp.
Lincoln, NE · BC capacity

Jul 17, 2008 → Dec 16, 2008
Edward Jones
Lincoln, NE · IA capacity

Oct 18, 2007 → Apr 17, 2008
Edward Jones
Lincoln, NE · BC capacity

Sep 27, 2007 → Apr 17, 2008

Source & corrections

Where this page comes from

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