Luis Antonio Mercado

CRD 5406658 · Wells Fargo Advisors · San Francisco, CA

IA RegisteredBroker

Also appears in the source record as: Luis Antonio Mercado Jr; Luis Mercado

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 6Series 65Series 63
Registered states (5): California · Hawaii · New York · Oregon · Tennessee
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (14)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
San Francisco, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Francisco, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
San Francisco, CA · IA capacity

start not retrieved → present
U.S. Bancorp Investments, Inc.
San Francisco, CA · IA capacity

Dec 6, 2023 → Feb 25, 2025
U.S. Bancorp Investments, Inc.
San Francisco, CA · BC capacity

Dec 5, 2023 → Feb 25, 2025
Fidelity Personal And Workplace Advisors
San Francisco, CA · IA capacity

May 17, 2021 → Dec 6, 2023
Fidelity Brokerage Services LLC
San Francisco, CA · BC capacity

Apr 15, 2021 → Dec 5, 2023
J.P. Morgan Securities LLC
Menlo Park, CA · BC capacity

May 6, 2013 → Dec 12, 2014
New England Securities
Foster City, CA · BC capacity

Jul 23, 2012 → Nov 7, 2012
Wells Fargo Investments, LLC
San Mateo, CA · BC capacity

Apr 23, 2010 → Jan 3, 2011

Source & corrections

Where this page comes from

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