Robert John Connelly

CRD 5409262 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Robert John Connelly Jr; Robert Connelly

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 24Series 66
Registered states (1): New Jersey
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Long Valley, NJ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Wells Fargo Advisors
Red Bank, NJ · IA capacity

Dec 3, 2024 → Jan 16, 2026
Wells Fargo Advisors Financial Network, LLC
St. Louis, MO · BC capacity

Dec 3, 2024 → Jan 16, 2026
Wells Fargo Advisors
Red Bank, NJ · IA capacity

Apr 28, 2017 → Jan 16, 2026
Wells Fargo Clearing Services, LLC
Red Bank, NJ · BC capacity

Apr 28, 2017 → Jan 16, 2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Short Hills, NJ · IA capacity

Oct 6, 2010 → Jul 19, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Short Hills, NJ · BC capacity

May 20, 2010 → Jul 19, 2016

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5409262 ↗ FINRA BrokerCheck record for CRD 5409262 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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