Regina Ann Hall

CRD 5409862 · J.P. Morgan Securities LLC · Columbus, OH

IA RegisteredBroker

Also appears in the source record as: Gina Hall; Regina Hall

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 3Series 31SIESeries 7Series 10Series 9Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Denver, CO · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Columbus, OH · BC capacity

start not retrieved → present
Rbc Capital Markets, LLC
Denver, CO · IA capacity

Jul 8, 2024 → Apr 16, 2026
Rbc Capital Markets, LLC
Denver, CO · BC capacity

Jul 8, 2024 → Apr 16, 2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Salt Lake City, UT · IA capacity

Sep 7, 2017 → Jun 20, 2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Salt Lake City, UT · BC capacity

Sep 6, 2017 → Jun 20, 2024
Wells Fargo Clearing Services, LLC
Salt Lake City, UT · IA capacity

Aug 24, 2015 → Mar 8, 2017
Wells Fargo Clearing Services, LLC
Salt Lake City, UT · BC capacity

Aug 3, 2015 → Mar 8, 2017
Wells Fargo Investments, LLC
Salt Lake City, UT · BC capacity

Dec 10, 2010 → Jan 7, 2011
Fidelity Brokerage Services LLC
Salt Lake City, UT · BC capacity

Nov 12, 2007 → Jul 6, 2010

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5409862 ↗ FINRA BrokerCheck record for CRD 5409862 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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