Janaina Ribeiro

CRD 5409951 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Weston, FL

IA RegisteredBroker

Also appears in the source record as: Janaina Lucia Souza De Assis; Janaina Lucia De Souza; Janaina S Ribeiro; Janaina Lucia S Ribeiro; Janaina Lucia Souza De Assis Ribeiro

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 3Series 7Series 66
Registered states (29): Arizona · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Maryland · Massachusetts · Michigan · Nebraska · New Jersey · New York · North Carolina · North Dakota · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Vermont · Virgin Islands · Virginia · Washington
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Weston, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Weston, FL · BC capacity

start not retrieved → present
Wells Fargo Advisors, LLC
Miami, FL · BC capacity

Dec 6, 2012 → Jan 2, 2014
Tradestation Securities, Inc.
Plantation, FL · BC capacity

Sep 17, 2010 → Dec 9, 2010
Barclays Capital Inc.
Miami, FL · IA capacity

Jan 21, 2009 → Sep 15, 2009
Barclays Capital Inc.
Miami, FL · BC capacity

Sep 22, 2008 → Sep 15, 2009
Lehman Brothers Inc.
Miami, FL · IA capacity

Dec 13, 2007 → Oct 15, 2008
Lehman Brothers Inc.
Miami, FL · BC capacity

Oct 10, 2007 → Sep 22, 2008

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5409951 ↗ FINRA BrokerCheck record for CRD 5409951 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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