Isaac Kim

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (11)

Series 99TOSIESeries 52Series 7Series 14Series 10Series 9Series 4Series 53Series 24Series 66

Registered states (53)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

11

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

J.P. Morgan Securities LLC

Firm CRD

79

SEC number

801-3702

Assets under management

$429.7B as of Jun 30, 2026

Website

wealthpartners.jpmorgan.com ↗

Phone

800-999-2000

Firm location

New York, NY, 10017

Employment history (19)

From the source registration record · current first

• J.P. Morgan Securities LLCCurrent

  Torrance, CA · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  Torrance, CA · BC capacity
  start not retrieved → present
• Morgan Stanley

  Los Angeles, CA · IA capacity
  Aug 11, 2020 → Aug 16, 2022
• Morgan Stanley

  Los Angeles, CA · BC capacity
  Aug 11, 2020 → Aug 16, 2022
• First Heartland Consultants, Inc.

  Pasadena, CA · IA capacity
  May 29, 2019 → Dec 31, 2019
• First Heartland Capital, Inc.

  Pasadena, CA · BC capacity
  May 28, 2019 → Dec 31, 2019
• Ares Investor Services LLC

  Los Angeles, CA · BC capacity
  Apr 3, 2018 → Mar 20, 2019
• Cetera Advisor Networks LLC

  El Segundo, CA · IA capacity
  Oct 8, 2015 → Apr 3, 2018
• Cetera Advisor Networks LLC

  El Segundo, CA · BC capacity
  Feb 20, 2015 → Apr 3, 2018
• Summit Brokerage Services, Inc.

  El Segundo, CA · BC capacity
  Sep 8, 2015 → Jul 26, 2017
• Girard Securities, Inc.

  El Segundo, CA · BC capacity
  Sep 8, 2015 → Jul 26, 2017
• First Allied Securities, Inc.

  El Segundo, CA · BC capacity
  Sep 8, 2015 → Jul 26, 2017
• Cetera Investment Services LLC

  El Segundo, CA · BC capacity
  Feb 20, 2015 → Jul 26, 2017
• Cetera Financial Specialists LLC

  El Segundo, CA · BC capacity
  Feb 20, 2015 → Jul 26, 2017
• Cetera Advisors LLC

  El Segundo, CA · BC capacity
  Feb 20, 2015 → Jul 26, 2017
• Legend Equities Corporation

  El Segundo, CA · BC capacity
  Sep 8, 2015 → Dec 31, 2016
• Vsr Financial Services, Inc.

  El Segundo, CA · BC capacity
  Sep 8, 2015 → Oct 18, 2016
• Investors Capital Corp.

  El Segundo, CA · BC capacity
  Sep 8, 2015 → Oct 18, 2016
• Lpl Financial LLC

  San Diego, CA · BC capacity
  Sep 12, 2012 → May 9, 2013

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.