Michael Ross Cocke

CRD 5414591 · Wells Fargo Advisors · Pensacola, FL

IA RegisteredBroker

Also appears in the source record as: Micahel Ross Cocke; Michael R Cocke

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 63Series 65
Registered states (14): Alabama · California · Colorado · Florida · Georgia · Louisiana · Missouri · Nevada · New York · Oklahoma · Tennessee · Texas · Washington · West Virginia
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (12)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Pensacola, FL · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Pensacola, FL · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Antonio, TX · BC capacity

Mar 17, 2014 → Jul 23, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
San Antonio, TX · IA capacity

Feb 12, 2014 → Jul 23, 2015
Habanero Capital LLC
San Antonio, TX · IA capacity

May 2, 2013 → Jun 27, 2013
Advisors Asset Management, Inc.
Boerne, TX · IA capacity

Oct 18, 2010 → Mar 21, 2011
Advisors Asset Management, Inc.
Boerne, TX · BC capacity

Oct 18, 2010 → Mar 21, 2011
American Funds Distributors, Inc.
San Antonio, TX · BC capacity

Apr 6, 2010 → Oct 4, 2010
Investment Professionals, Inc.
San Antonio, TX · IA capacity

Aug 28, 2009 → Feb 3, 2010
Investment Professionals, Inc.
San Antonio, TX · BC capacity

Aug 28, 2009 → Feb 3, 2010
Ubs Financial Services Inc.
Corpus Christi, TX · IA capacity

Feb 20, 2008 → May 13, 2009
Ubs Financial Services Inc.
Corpus Christi, TX · BC capacity

Oct 11, 2007 → May 13, 2009

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5414591 ↗ FINRA BrokerCheck record for CRD 5414591 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.