Shawn M Lilley

CRD 5415730 · Fidelity Brokerage Services LLC · Austin, TX

IA RegisteredBroker

Also appears in the source record as: Shawn Michael Lilley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (37): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Hawaii · Idaho · Illinois · Kansas · Kentucky · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5415730 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (7)

From the source registration record · current first

Strategic Advisers LLCCurrent
Leander, TX · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Austin, TX · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Leander, TX · IA capacity

Jul 13, 2018 → Mar 31, 2025
Wells Fargo Advisors, LLC
El Dorado Hills, CA · IA capacity

Jan 1, 2008 → Aug 5, 2013
Wells Fargo Advisors, LLC
El Dorado Hills, CA · BC capacity

Jan 1, 2008 → Aug 5, 2013
A. G. Edwards & Sons, Inc.
El Dorado Hills, CA · BC capacity

Nov 5, 2007 → Jan 3, 2008
A. G. Edwards & Sons, Inc.
El Dorado Hills, CA · IA capacity

Nov 19, 2007 → Jan 1, 2008

Source & corrections

Where this page comes from

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Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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