Jonathan Vanderwerff

CRD 5415878 · Charles Schwab & Co., Inc. · Phoenix, AZ

IA RegisteredBroker

Also appears in the source record as: Jonathan D Vanderwerff; Jonathan David Vanderwerff; Jon David Vanderwerff

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 7TOSIESeries 7Series 6Series 66Series 63
Registered states (1): Arizona
Years in the industry (source record): 11
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (9)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Phoenix, AZ · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Phoenix, AZ · IA capacity

start not retrieved → present
Hornor, Townsend & Kent, LLC
Scottsdale, AZ · BC capacity

Dec 12, 2019 → Dec 19, 2019
Northwestern Mutual Investment Services, LLC
Milwaukee, WI · BC capacity

Dec 21, 2018 → Jul 2, 2019
Learnvest Planning Services, LLC
Scottsdale, AZ · IA capacity

Aug 9, 2017 → Jun 11, 2018
Financial Engines Advisors L.L.C.
Phoenix, AZ · IA capacity

Jan 29, 2016 → May 15, 2017
Vanguard Advisers Inc
Scottsdale, AZ · IA capacity

Feb 17, 2015 → Jan 28, 2016
Vanguard Marketing Corporation
Scottsdale, AZ · BC capacity

Oct 2, 2007 → Jan 28, 2016

Source & corrections

Where this page comes from

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