David Neftali Acosta

CRD 5419686 · J.P. Morgan Securities LLC · Allen, TX

IA RegisteredBroker

Also appears in the source record as: David N Acosta

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (13): Arizona · California · Florida · Georgia · Illinois · Indiana · Michigan · Nevada · New York · North Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (8)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Allen, TX · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Allen, TX · BC capacity

start not retrieved → present
H.D. Vest Advisory Services, Inc
Irving, TX · IA capacity

Mar 25, 2015 → Oct 14, 2016
Hd Vest Investment Services
Irving, TX · BC capacity

Mar 25, 2015 → Oct 14, 2016
Usaa Financial Planning Services
Addison, TX · IA capacity

Apr 18, 2011 → Feb 19, 2015
Usaa Financial Advisors, Inc.
Addison, TX · BC capacity

Apr 18, 2011 → Feb 19, 2015
Strategic Advisers, Inc.
Westlake, TX · IA capacity

Sep 23, 2010 → Mar 14, 2011
Fidelity Brokerage Services LLC
Westlake, TX · BC capacity

Nov 15, 2007 → Mar 11, 2011

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5419686 ↗ FINRA BrokerCheck record for CRD 5419686 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.