Marc Steinberg

CRD 5423644 · Fidelity Brokerage Services LLC · Walnut Creek, CA

IA RegisteredBroker

Also appears in the source record as: Marc Everett Steinberg

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (20): Arizona · California · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Michigan · Montana · Nevada · New Mexico · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Walnut Creek, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Walnut Creek, CA · BD capacity

May 9, 2018 → present
Fidelity Brokerage Services LLCCurrent
Walnut Creek, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

May 18, 2018 → Jul 13, 2018
Td Ameritrade, Inc.
BD capacity

Mar 10, 2011 → May 9, 2018
Td Ameritrade, Inc.
IA capacity

Mar 10, 2011 → May 9, 2018
Td Ameritrade Investment Management, LLC
IA capacity

Mar 10, 2011 → May 9, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 23, 2009 → Feb 28, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 23, 2009 → Feb 28, 2011
Banc Of America Investment Services, Inc.
BD capacity

Jun 20, 2008 → Oct 23, 2009
Banc Of America Investment Services, Inc.
IA capacity

Jun 20, 2008 → Oct 23, 2009
Wells Fargo Investments, LLC
IA capacity

Nov 19, 2007 → Jan 15, 2008
Wells Fargo Investments, LLC
BD capacity

Nov 1, 2007 → Jan 15, 2008

Source & corrections

Where this page comes from

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