Marques E. Johnson
Also appears in the source record as: Marques E Johnson; Marques Erick Johnson; Marques Errick Johnson
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Inactive
- Exams passed (5)
- SIESeries 7Series 6Series 66Series 63
- Registered states (2)
- Illinois · New York
- Years in the industry (source record)
- 17
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- J.P. Morgan Securities LLC
- Firm CRD
- 79
- SEC number
- 801-3702
- Assets under management
- $429.7B as of Jun 30, 2026
- Website
- wealthpartners.jpmorgan.com ↗
- Phone
- 800-999-2000
- Firm location
- New York, NY, 10017
Employment history (7)
From the source registration record · current first
-
start not retrieved → present
-
Merrill Lynch, Pierce, Fenner & Smith IncorporatedRolling Meadows, IL · IA capacityJun 3, 2016 → Jul 6, 2017
-
Merrill Lynch, Pierce, Fenner & Smith IncorporatedRolling Meadows, IL · BC capacityJun 3, 2016 → Jul 6, 2017
-
Pnc InvestmentsDowners Grove, IL · IA capacityOct 31, 2014 → Mar 29, 2016
-
Pnc InvestmentsDowners Grove, IL · BC capacityNov 25, 2013 → Mar 29, 2016
-
Axa Advisors, LLCOak Brook, IL · BC capacitySep 16, 2011 → Sep 12, 2013
-
Chase Investment Services Corp.Chicago, IL · BC capacityOct 18, 2007 → Sep 14, 2011
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.