Daniel A Baratz

CRD 5430484 · Edward Jones · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Dan Baratz; Daniel Adam Baratz

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 7Series 63Series 66
Registered states (30): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Massachusetts · New Jersey · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (9)

From the source registration record · current first

Edward JonesCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Edward JonesCurrent
Cherry Hill, NJ · IA capacity

start not retrieved → present
Edward JonesCurrent
St. Louis, MO · IA capacity

start not retrieved → present
Edward JonesCurrent
Cherry Hill, NJ · IA capacity

start not retrieved → present
Sowell Management
Marlton, NJ · IA capacity

Feb 28, 2018 → Jun 27, 2022
American Portfolios Advisors, Inc
Holbrook, NY · IA capacity

Nov 23, 2011 → Feb 27, 2018
American Portfolios Financial Services, Inc.
Marlton, NJ · BC capacity

Nov 22, 2011 → Feb 27, 2018
Pts Brokerage, LLC
Marlton, NJ · IA capacity

Oct 29, 2007 → Nov 23, 2011
Pts Brokerage, LLC
Marlton, NJ · BC capacity

Oct 8, 2007 → Nov 23, 2011

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5430484 ↗ FINRA BrokerCheck record for CRD 5430484 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.