Stephen Vadney

CRD 5432803 · Fidelity Brokerage Services LLC · Albany, NY

IA RegisteredBroker

Also appears in the source record as: Stephen R Vadney; Steve Vadney; Stephen Vadney

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 52TOSIESeries 7Series 4Series 53Series 24Series 66Series 63
Registered states (24): Arizona · California · Colorado · Connecticut · Florida · Georgia · Illinois · Indiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Texas · Vermont · Virginia · Washington · Wisconsin
Years in the industry (source record): 13
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (7)

From the source registration record · current first

Strategic Advisers LLCCurrent
Clifton Park, NY · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Albany, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Albany, NY · IA capacity

Sep 6, 2023 → Mar 31, 2025
Tsa Management Inc
Clifton Park, NY · IA capacity

Jan 17, 2020 → Jan 23, 2023
Halliday Financial, LLC
Clifton Park, NY · BC capacity

Mar 29, 2017 → Jan 23, 2023
Lpl Financial LLC
East Greenbush, NY · BC capacity

Jun 14, 2010 → Feb 23, 2012
Uvest Financial Services Group, Inc.
East Greenbush, NY · BC capacity

Dec 4, 2007 → Jun 21, 2010

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5432803 ↗ FINRA BrokerCheck record for CRD 5432803 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.