John David Huddleston

CRD 5436594 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: John Huddleston

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 99TOSIESeries 7Series 6Series 10Series 9Series 24Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Schwab Wealth Advisory, Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.
Fort Collins, CO · IA capacity

Jan 26, 2022 → Apr 17, 2023
Td Ameritrade Investment Management, LLC
Fort Collins, CO · IA capacity

Feb 26, 2018 → Apr 17, 2023
Td Ameritrade, Inc.
Lone Tree, CO · BC capacity

Feb 26, 2018 → Apr 17, 2023
Td Ameritrade, Inc.
Lone Tree, CO · IA capacity

Feb 27, 2018 → Oct 14, 2022
Scottrade Investment Management
Saint Louis, MO · IA capacity

May 18, 2017 → Feb 26, 2018
Scottrade, Inc.
Colorado Springs, CO · BC capacity

May 18, 2017 → Feb 26, 2018
Strategic Advisers, Inc.
Greenwood Village, CO · IA capacity

Jul 8, 2015 → Nov 3, 2016
Fidelity Brokerage Services LLC
Greenwood Village, CO · BC capacity

May 18, 2015 → Nov 2, 2016
T. Rowe Price Advisory Services, Inc.
Colorado Springs, CO · IA capacity

Apr 29, 2013 → May 11, 2015
T. Rowe Price Investment Services, Inc.
Colorado Springs, CO · BC capacity

Mar 31, 2008 → May 11, 2015

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5436594 ↗ FINRA BrokerCheck record for CRD 5436594 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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