Genevieve Grace Bajaj

CRD 5437467 · Fidelity Brokerage Services LLC · Edina, MN

IA RegisteredBroker

Also appears in the source record as: Genevieve Grace Mallari Bajaj; Genevieve Grace Mallari Luna; Genevieve Mallari Luna; Genevieve Luna; Genevieve Bajaj

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (17): Alabama · Arizona · California · Florida · Illinois · Iowa · Michigan · Minnesota · Montana · New York · North Carolina · South Carolina · South Dakota · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Edina, MN · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Plymouth, MN · BD capacity

Apr 20, 2021 → present
Fidelity Brokerage Services LLCCurrent
Edina, MN · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

May 19, 2021 → Mar 31, 2025
Northrock Partners, LLC
IA capacity

Aug 12, 2019 → Mar 17, 2021
Ameriprise Financial Services, Inc.
BD capacity

Dec 22, 2017 → Aug 13, 2019
Ameriprise Financial Services, Inc.
IA capacity

Dec 22, 2017 → Aug 13, 2019
J.P. Morgan Securities LLC
BD capacity

Apr 22, 2016 → Dec 7, 2017
J.P. Morgan Securities LLC
IA capacity

Apr 22, 2016 → Dec 7, 2017
Charles Schwab & Co., Inc.
IA capacity

Oct 22, 2015 → Apr 11, 2016
Charles Schwab & Co., Inc.
BD capacity

Aug 24, 2015 → Apr 11, 2016
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Aug 6, 2015
Chase Investment Services Corp.
BD capacity

Feb 10, 2010 → Oct 1, 2012

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5437467 ↗ FINRA BrokerCheck record for CRD 5437467 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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