Daniel A. Engel

CRD 5437677 · Fidelity Brokerage Services LLC · Princeton, NJ

IA RegisteredBroker

Also appears in the source record as: Daniel A Engel; Daniel Aaron Engel; Daniel Engel

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 31Series 7
Registered states (28): Arizona · Arkansas · California · Connecticut · Delaware · Florida · Georgia · Illinois · Indiana · Kentucky · Maryland · Massachusetts · Michigan · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · South Carolina · Tennessee · Texas · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Princeton, NJ · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Newtown Square, PA · BD capacity

Jul 6, 2020 → present
Fidelity Brokerage Services LLCCurrent
Princeton, NJ · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 8, 2020 → Mar 31, 2025
Wells Fargo Clearing Services, LLC
BD capacity

Oct 26, 2018 → Jun 23, 2020
Wells Fargo Clearing Services, LLC
IA capacity

Oct 26, 2018 → Jun 23, 2020
Td Ameritrade, Inc.
BD capacity

Mar 15, 2017 → Sep 27, 2018
Td Ameritrade, Inc.
IA capacity

Mar 15, 2017 → Sep 27, 2018
Td Ameritrade Investment Management, LLC
IA capacity

Mar 15, 2017 → Sep 27, 2018
Pnc Investments
BD capacity

May 8, 2013 → Mar 1, 2017
Pnc Investments
IA capacity

May 8, 2013 → Mar 1, 2017
Morgan Stanley Smith Barney
BD capacity

Feb 4, 2011 → Nov 7, 2011
Morgan Stanley Smith Barney LLC
IA capacity

Jan 24, 2011 → Nov 7, 2011
Fsc Securities Corporation
IA capacity

Jan 5, 2010 → Aug 23, 2010
Fsc Securities Corporation
BD capacity

Aug 18, 2009 → Aug 23, 2010
New England Securities
BD capacity

Jun 19, 2008 → Jul 16, 2009

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5437677 ↗ FINRA BrokerCheck record for CRD 5437677 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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