Seth Matthew Monroe

CRD 5438491 · Primerica Advisors · Margate, FL

Broker

Also appears in the source record as: Seth M Monroe; Seth Monroe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Expanded
Exams passed (3): SIESeries 7Series 66
Registered states (3): District Of Columbia · Florida · Georgia
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5438491 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Primerica Advisors
Firm CRD: 10111
SEC number: 801-72263
Assets under management: $15.5B as of Mar 20, 2026
Website: www.youtube.com/user/primerica ↗
Phone: 833-786-0550
Firm location: Duluth, GA, 30099-0001

Employment history (12)

From the source registration record · current first

Pfs Investments Inc.Current
Margate, FL · BC capacity

start not retrieved → present
Axa Advisors, LLC
Boca Raton, FL · IA capacity

Mar 17, 2010 → Jul 25, 2012
Axa Advisors, LLC
Boca Raton, FL · BC capacity

Mar 9, 2010 → Jul 25, 2012
Lpl Financial Corporation
Fort Lauderdale, FL · IA capacity

Jan 28, 2010 → Apr 1, 2010
Lpl Financial Corporation
Fort Lauderdale, FL · BC capacity

Jan 15, 2010 → Apr 1, 2010
Primevest Financial Services, Inc.
Fort Lauderdale, FL · IA capacity

Nov 13, 2009 → Jan 20, 2010
Primevest Financial Services, Inc.
Fort Lauderdale, FL · BC capacity

Nov 3, 2009 → Jan 20, 2010
Ameriprise Financial Services, Inc.
Minneapolis, MN · IA capacity

Jan 16, 2009 → Oct 28, 2009
Ameriprise Financial Services, Inc.
Minneapolis, MN · BC capacity

Jan 9, 2009 → Oct 28, 2009
Wachovia Securities, LLC
Fort Lauderdale, FL · IA capacity

Apr 2, 2008 → Jan 28, 2009
Wachovia Securities, LLC
Fort Lauderdale, FL · BC capacity

Mar 5, 2008 → Jan 28, 2009
Metlife Securities Inc.
Fort Lauderdale, FL · BC capacity

Dec 19, 2007 → Feb 21, 2008

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5438491 ↗ FINRA BrokerCheck record for CRD 5438491 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.