Thomas K Walke

CRD 5440230 · Fidelity Brokerage Services LLC · Eagle, ID

IA RegisteredBroker

Also appears in the source record as: Thomas Kast Walke Jr; Thomas Kast Walke; Thomas Kast Walke Jr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (13): California · Idaho · Massachusetts · Minnesota · Montana · Nevada · Oregon · South Dakota · Texas · Utah · Washington · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Star, ID · IA capacity

May 30, 2025 → present
Fidelity Brokerage Services LLCCurrent
Star, ID · BD capacity

May 27, 2025 → present
Fidelity Brokerage Services LLCCurrent
Eagle, ID · BC capacity

start not retrieved → present
Lpl Financial LLC
BD capacity

Oct 5, 2020 → Apr 14, 2025
Lpl Financial LLC
IA capacity

Oct 5, 2020 → Apr 14, 2025
U.S. Bancorp Investments, Inc.
BD capacity

Oct 23, 2018 → Oct 1, 2020
U.S. Bancorp Investments, Inc.
IA capacity

Oct 23, 2018 → Oct 1, 2020
Wells Fargo Clearing Services, LLC
BD capacity

Nov 7, 2013 → Feb 21, 2018
Wells Fargo Clearing Services, LLC
IA capacity

Nov 7, 2013 → Feb 21, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Aug 8, 2012 → Nov 4, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Aug 7, 2012 → Nov 4, 2013
Wells Fargo Advisors, LLC
BD capacity

Jan 3, 2011 → Jul 17, 2012
Wells Fargo Advisors, LLC
IA capacity

Jan 3, 2011 → Jul 17, 2012
Wells Fargo Investments, LLC
BD capacity

Mar 26, 2010 → Jan 3, 2011
Wells Fargo Investments, LLC
IA capacity

Mar 26, 2010 → Jan 3, 2011
Wells Fargo Investments, LLC
BD capacity

May 14, 2008 → Nov 24, 2008

Source & corrections

Where this page comes from

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