Joshua R. Berry

CRD 5458461 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Columbia, MD

IA RegisteredBroker

Also appears in the source record as: Josh R Berry; Joshua R Berry; Joshua Rashad Berry Sr.; Joshua Rashad Berry; Joshua Berry

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (16): Colorado · Delaware · District Of Columbia · Florida · Georgia · Illinois · Maryland · Massachusetts · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Texas · Virginia · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Columbia, MD · IA capacity

Jul 14, 2023 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Columbia, MD · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
BD capacity

Apr 15, 2020 → Jul 15, 2023
J.P. Morgan Securities LLC
IA capacity

Apr 15, 2020 → Jul 15, 2023
Wells Fargo Clearing Services, LLC
BD capacity

Nov 14, 2012 → Mar 12, 2020
Wells Fargo Clearing Services, LLC
IA capacity

Nov 9, 2012 → Mar 12, 2020
Strategic Advisers, Inc.
IA capacity

Jun 28, 2011 → Jul 5, 2012
Fidelity Brokerage Services LLC
BD capacity

Dec 19, 2008 → Jul 5, 2012

Source & corrections

Where this page comes from

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