Ivan Brendan Surmik

CRD 5460057 · Fidelity Brokerage Services LLC · Nashua, NH

IA RegisteredBroker

Also appears in the source record as: Brendan Ali; Brendan Surmik; Ivan Surmik

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 6Series 9Series 10Series 24Series 66Series 63
Registered states (1): North Carolina
Years in the industry (source record): 12
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (8)

From the source registration record · current first

Strategic Advisers LLCCurrent
Durham, NC · IA capacity

start not retrieved → present
Fidelity Brokerage Services LLCCurrent
Nashua, NH · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
Durham, NC · IA capacity

May 16, 2023 → Mar 31, 2025
Ally Invest Advisors
Wake Forest, NC · IA capacity

Jul 30, 2021 → Dec 16, 2022
Ally Invest Securities LLC
Charlotte, NC · BC capacity

Jan 12, 2021 → Dec 16, 2022
J.P. Morgan Securities LLC
Boynton Beach, FL · IA capacity

Mar 1, 2017 → Aug 16, 2019
J.P. Morgan Securities LLC
Boynton Beach, FL · BC capacity

Feb 2, 2017 → Aug 16, 2019
Chase Investment Services Corp.
Deerfield Beach, FL · BC capacity

Dec 20, 2007 → May 30, 2012

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5460057 ↗ FINRA BrokerCheck record for CRD 5460057 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.