Edmund Sean Sullivan

CRD 5462947 · T. Rowe Price Associates, Inc. · Argyle, TX

IA RegisteredBroker

Also appears in the source record as: Edmund Sean Sullivan Mr.; Ned Sullivan

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 7Series 6
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 19
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: T. Rowe Price Associates, Inc.
Firm CRD: 105496
SEC number: 801-856
Assets under management: $2.2T as of Mar 31, 2026
Website: www.troweprice.com ↗
Phone: 410-345-2000
Firm location: Baltimore, MD, 21231

Employment history (8)

From the source registration record · current first

T. Rowe Price Associates, Inc.Current
Argyle, TX · IA capacity

Aug 21, 2020 → present
T. Rowe Price Investment Services, Inc.Current
Argyle, TX · BD capacity

Aug 21, 2020 → present
Burnett Financial Group
IA capacity

Aug 21, 2019 → Aug 3, 2020
Blackrock Investments, LLC
BD capacity

Sep 27, 2017 → Aug 22, 2019
Blackrock Investment Management, LLC
IA capacity

Sep 27, 2017 → Aug 22, 2019
Dimensional Fund Advisors LP
IA capacity

Jun 11, 2013 → Aug 31, 2017
Dfa Securities LLC
BD capacity

May 31, 2013 → Aug 31, 2017
Grant Williams L.P.
BD capacity

Dec 19, 2007 → Jun 11, 2013

Source & corrections

Where this page comes from

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