Phatsada Sengsourinha

CRD 5472787 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Canton, OH

IA RegisteredBroker

Also appears in the source record as: Phatsada S Phok; Phatsada Sengsourinha Phok N/A; Pat Phatsada Sengsourinha N/A; Pat Sengsourinha

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 63SIESeries 7Series 6
Registered states (37): Alabama · Arizona · California · Colorado · Connecticut · Florida · Georgia · Idaho · Illinois · Indiana · Kansas · Kentucky · Maine · Maryland · Massachusetts · Michigan · Montana · Nebraska · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Canton, OH · IA capacity

Jun 12, 2017 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Canton, OH · BC capacity

start not retrieved → present
Wells Fargo Advisors, LLC
IA capacity

Nov 20, 2014 → Mar 21, 2016
Wells Fargo Advisors, LLC
BD capacity

Jun 4, 2014 → Mar 21, 2016
Suntrust Investment Services, Inc.
BD capacity

Mar 11, 2011 → Oct 17, 2012
Wells Fargo Advisors, LLC
BD capacity

Mar 5, 2008 → Jun 2, 2010

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5472787 ↗ FINRA BrokerCheck record for CRD 5472787 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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