Joseph C Simpson

CRD 5478076 · Edward Jones · St. Louis, MO

IA RegisteredBroker

Also appears in the source record as: Joseph Clifford Simpson; Joseph Simpson

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 82TOSIESeries 7Series 6Series 10Series 9Series 24Series 66Series 63
Registered states (10): Arizona · Arkansas · Florida · Illinois · Iowa · Massachusetts · North Carolina · Oklahoma · Utah · Washington
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (9)

From the source registration record · current first

Edward JonesCurrent
Asheville, NC · IA capacity

start not retrieved → present
Edward JonesCurrent
St. Louis, MO · BC capacity

start not retrieved → present
Raymond James & Associates, Inc.
St. Petersburg, FL · BC capacity

Apr 10, 2019 → May 4, 2023
Raymond James Financial Services Advisors, Inc
St. Petersburg, FL · IA capacity

Jul 2, 2018 → May 4, 2023
Raymond James Financial Services, Inc.
St Petersburg, FL · BC capacity

Jun 27, 2018 → May 4, 2023
Raymond James & Associates, Inc.
St. Petersburg, FL · IA capacity

Aug 16, 2017 → Jun 27, 2018
Carillon Fund Distributors, Inc.
St. Petersburg, FL · BC capacity

Sep 2, 2015 → Jun 27, 2018
T. Rowe Price Advisory Services, Inc.
Tampa, FL · IA capacity

Sep 27, 2010 → Dec 31, 2013
T. Rowe Price Investment Services, Inc.
Tampa, FL · BC capacity

Mar 31, 2008 → Dec 31, 2013

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5478076 ↗ FINRA BrokerCheck record for CRD 5478076 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.