Tariq Shaikh

CRD 5478662 · Morgan Stanley · Tempe, AZ

IA RegisteredBroker

Also appears in the source record as: Tariq S Shaikh; Tariq Salam Shaikh

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 63SIESeries 7
Registered states (2): Arizona · Texas
Years in the industry (source record): 15
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (5)

From the source registration record · current first

Morgan StanleyCurrent
Tempe, AZ · IA capacity

Oct 5, 2020 → present
Solium Financial Services LLC
BD capacity

Dec 13, 2019 → Sep 30, 2020
Charles Schwab & Co., Inc.
IA capacity

May 14, 2015 → Nov 26, 2019
Charles Schwab & Co., Inc.
BD capacity

Aug 26, 2011 → Nov 26, 2019
Quest Capital Strategies, Inc.
BD capacity

May 18, 2011 → Aug 24, 2011

Source & corrections

Where this page comes from

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