Robert J Kaltenschnee

CRD 5479586 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Richmond, VA

IA RegisteredBroker

Also appears in the source record as: Robert Jonathan Kaltenschnee

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (44): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Richmond, VA · IA capacity

May 22, 2024 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Richmond, VA · BC capacity

start not retrieved → present
Truist Investment Services, Inc.
BD capacity

Feb 17, 2021 → Dec 15, 2023
Truist Advisory Services, Inc.
IA capacity

Feb 17, 2021 → Dec 15, 2023
Bb&t Securities, LLC
BD capacity

Jan 2, 2013 → Feb 17, 2021
Bb&t Securities, LLC
IA capacity

Jan 2, 2013 → Feb 17, 2021
Scott & Stringfellow, LLC
BD capacity

Aug 25, 2009 → Jan 2, 2013
Scott & Stringfellow, LLC
IA capacity

Aug 25, 2009 → Jan 2, 2013
Ameriprise Financial Services, Inc.
BD capacity

Jul 31, 2008 → Sep 8, 2008
Ameriprise Financial Services, Inc.
IA capacity

Jul 30, 2008 → Sep 8, 2008
Ameriprise Financial Services, Inc.
IA capacity

Jun 9, 2008 → Jul 29, 2008
Ameriprise Financial Services, Inc.
BD capacity

May 5, 2008 → Jul 29, 2008

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5479586 ↗ FINRA BrokerCheck record for CRD 5479586 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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