Christopher Wetterman

CRD 5490188 · Fidelity Brokerage Services LLC · Highland Park, IL

IA RegisteredBroker

Also appears in the source record as: Christopher M Wetterman; Christopher Michael Wetterman; Christopher Wetterman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66Series 7TOSIESeries 7
Registered states (1): Illinois
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Glenview, IL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Glenview, IL · BD capacity

Sep 17, 2021 → present
Fidelity Brokerage Services LLCCurrent
Highland Park, IL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Oct 12, 2021 → Mar 31, 2025
J.P. Morgan Securities LLC
IA capacity

Apr 8, 2019 → Sep 3, 2021
J.P. Morgan Securities LLC
BD capacity

Mar 16, 2019 → Sep 3, 2021
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Dec 31, 2013
J.P. Morgan Securities LLC
IA capacity

Oct 1, 2012 → Dec 31, 2013
Chase Investment Services Corp.
BD capacity

Dec 14, 2009 → Oct 1, 2012
Chase Investment Services Corp.
IA capacity

Dec 14, 2009 → Oct 1, 2012
Hornor, Townsend & Kent, Inc.
IA capacity

Dec 2, 2008 → Dec 16, 2009
Hornor, Townsend & Kent, Inc.
BD capacity

Nov 25, 2008 → Dec 16, 2009
Signator Investors, Inc.
IA capacity

May 30, 2008 → Nov 26, 2008
Signator Investors, Inc.
BD capacity

Mar 6, 2008 → Nov 26, 2008

Source & corrections

Where this page comes from

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