Wade Elmo Oneal

CRD 5490650 · Charles Schwab & Co., Inc. · Westlake, TX

IA RegisteredBroker

Also appears in the source record as: Wade O Neal; Wade Elmo O'neal III; Wade Elmo Oneal III

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 63Series 66
Registered states (1): Texas
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Westlake, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Westlake, TX · IA capacity

start not retrieved → present
Usaa Investment Services Company
Plano, TX · IA capacity

Aug 14, 2024 → Apr 15, 2026
Usaa Investment Services Company
Plano, TX · BC capacity

Aug 14, 2024 → Apr 15, 2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Wylie, TX · BC capacity

May 17, 2022 → Jun 27, 2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Wylie, TX · IA capacity

May 16, 2022 → Jun 27, 2024
Fisher Investments
Plano, TX · IA capacity

May 20, 2021 → Mar 29, 2022
Usaa Financial Advisors, Inc.
Addison, TX · BC capacity

Nov 17, 2010 → Jun 16, 2020
Usaa Financial Planning Services
Lavon, TX · IA capacity

Sep 15, 2008 → Jan 8, 2018

Source & corrections

Where this page comes from

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