Andrew D Miller

CRD 5497022 · Fidelity Brokerage Services LLC · Alpharetta, GA

IA RegisteredBroker

Also appears in the source record as: Andrew Donald Miller

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 3Series 7
Registered states (23): Alabama · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Kentucky · Louisiana · Massachusetts · Michigan · Mississippi · Montana · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Virginia
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (13)

From the source registration record · current first

Strategic Advisers LLCCurrent
Alpharetta, GA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Marietta, GA · BD capacity

Mar 11, 2022 → present
Fidelity Brokerage Services LLCCurrent
Alpharetta, GA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Mar 18, 2022 → Mar 31, 2025
E*trade Capital Management, LLC
IA capacity

Jan 15, 2021 → Feb 28, 2022
E*trade Securities LLC
BD capacity

Jan 14, 2021 → Feb 28, 2022
Td Ameritrade, Inc.
IA capacity

May 15, 2018 → Jan 11, 2021
Td Ameritrade, Inc.
BD capacity

May 14, 2018 → Jan 11, 2021
Td Ameritrade Investment Management, LLC
IA capacity

May 15, 2018 → Dec 31, 2020
Usaa Financial Planning Services
IA capacity

May 29, 2014 → Mar 24, 2017
Usaa Financial Advisors, Inc.
BD capacity

May 14, 2014 → Mar 24, 2017
E*trade Capital Management, LLC
IA capacity

Sep 9, 2010 → Apr 25, 2014
E*trade Securities LLC
BD capacity

Mar 28, 2008 → Apr 25, 2014

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5497022 ↗ FINRA BrokerCheck record for CRD 5497022 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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