Andrew D. Conley

CRD 5500234 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Also appears in the source record as: Andrew David Conley; Andrew Conley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 24Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (14)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Columbus, OH · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Huntington Financial Advisors
Columbus, OH · IA capacity

Nov 28, 2018 → Jul 28, 2021
The Huntington Investment Company
Columbus, OH · BC capacity

Nov 28, 2018 → Jul 28, 2021
Advice And Planning Services
Dublin, OH · IA capacity

Mar 13, 2015 → Oct 23, 2018
Tiaa-Cref Individual & Institutional Services, LLC
Dublin, OH · BC capacity

Mar 13, 2015 → Oct 23, 2018
Nationwide Investment Advisors, LLC
Columbus, OH · IA capacity

Feb 12, 2014 → Mar 9, 2015
Nationwide Investment Services Corporation
Columbus, OH · BC capacity

Jan 31, 2014 → Mar 9, 2015
Pnc Investments
Columbus, OH · IA capacity

Nov 13, 2009 → Jan 27, 2014
Pnc Investments
Columbus, OH · BC capacity

Nov 13, 2009 → Jan 27, 2014
Natcity Investments, Inc.
Columbus, OH · IA capacity

Dec 19, 2008 → Nov 13, 2009
Natcity Investments, Inc.
Columbus, OH · BC capacity

Dec 19, 2008 → Nov 13, 2009
Edward Jones
St. Louis, MO · IA capacity

May 23, 2008 → Oct 22, 2008
Edward Jones
St. Louis, MO · BC capacity

Apr 28, 2008 → Oct 22, 2008

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5500234 ↗ FINRA BrokerCheck record for CRD 5500234 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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