Bradley Surman

CRD 5503004 · Fidelity Brokerage Services LLC · Troy, MI

IA RegisteredBroker

Also appears in the source record as: Bradley James Surman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63SIESeries 31Series 7Series 6
Registered states (22): Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Indiana · Kansas · Maryland · Massachusetts · Michigan · Montana · Nebraska · New Jersey · New York · North Carolina · South Carolina · Tennessee · Texas · Washington · Wisconsin
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Troy, MI · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Troy, MI · BD capacity

May 24, 2013 → present
Fidelity Brokerage Services LLCCurrent
Troy, MI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Jun 19, 2013 → Jul 13, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 22, 2011 → Apr 30, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Sep 22, 2011 → Apr 30, 2013
Morgan Stanley Smith Barney LLC
IA capacity

May 21, 2010 → Sep 2, 2011
Morgan Stanley Smith Barney
BD capacity

Nov 27, 2009 → Sep 2, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 23, 2009 → Nov 6, 2009
Banc Of America Investment Services, Inc.
BD capacity

Oct 24, 2008 → Oct 23, 2009
Lasalle Financial Services, Inc.
BD capacity

Mar 18, 2008 → Oct 24, 2008

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5503004 ↗ FINRA BrokerCheck record for CRD 5503004 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.