Andrew Wick

CRD 5511652 · T. Rowe Price Associates, Inc. · Colorado Springs, CO

IA RegisteredBroker

Also appears in the source record as: Andrew D Wick

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 65Series 66SIESeries 79Series 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: T. Rowe Price Associates, Inc.
Firm CRD: 105496
SEC number: 801-856
Assets under management: $2.2T as of Mar 31, 2026
Website: www.troweprice.com ↗
Phone: 410-345-2000
Firm location: Baltimore, MD, 21231

Employment history (8)

From the source registration record · current first

T. Rowe Price Associates, Inc.Current
Colorado Springs, CO · IA capacity

Mar 1, 2019 → present
T. Rowe Price Investment Services, Inc.Current
Colorado Springs, CO · BD capacity

Dec 7, 2017 → present
T. Rowe Price Advisory Services, Inc.
IA capacity

Oct 12, 2018 → Mar 6, 2019
Ubs Financial Services Inc.
IA capacity

Dec 5, 2014 → Dec 5, 2017
Ubs Financial Services Inc.
BD capacity

Sep 2, 2014 → Dec 5, 2017
Stillpoint Capital, LLC
BD capacity

Sep 19, 2012 → Aug 28, 2014
T. Rowe Price Advisory Services, Inc.
IA capacity

Jun 6, 2008 → Jul 10, 2012
T. Rowe Price Investment Services, Inc.
BD capacity

Apr 30, 2008 → Jul 10, 2012

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5511652 ↗ FINRA BrokerCheck record for CRD 5511652 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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