Noah Francis Caust
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- Series 66SIESeries 7
- Registered states (50)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
- Years in the industry (source record)
- 18
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Dimensional Fund Advisors LP
- Firm CRD
- 106482
- SEC number
- 801-16283
- Assets under management
- $1.0T as of Mar 24, 2026
- Website
- www.dimensional.com/us-en/individual ↗
- Phone
- 512-306-7400
- Firm location
- Austin, TX, 78746
Employment history (6)
From the source registration record · current first
-
Aug 30, 2021 → present
-
Aug 18, 2021 → present
-
Paychex Securities CorporationBD capacityOct 23, 2012 → Jun 22, 2021
-
Adp Broker-Dealer, Inc.BD capacityMar 31, 2010 → Sep 18, 2012
-
John Hancock Distributors LLCBD capacityOct 17, 2008 → Feb 24, 2010
-
Ameriprise Financial Services, Inc.BD capacityJun 24, 2008 → Aug 18, 2008
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.