Stephanie Johnston

CRD 5515129 · Fidelity Brokerage Services LLC · Smithfield, RI

IA RegisteredBroker

Also appears in the source record as: Stephanie Sue Aruta; Stephanie S Johnston; Stephanie Sue Johnston; Stephanie Johnston

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (16)

From the source registration record · current first

Strategic Advisers LLCCurrent
Crystal Lake, IL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Crystal Lake, IL · BD capacity

Sep 19, 2023 → present
Fidelity Brokerage Services LLCCurrent
Smithfield, RI · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Sep 25, 2023 → Mar 31, 2025
Robert W. Baird & Co. Incorporated
BD capacity

Apr 17, 2019 → Jul 1, 2023
Robert W. Baird & Co. Incorporated
IA capacity

Apr 17, 2019 → Jul 1, 2023
Lpl Financial LLC
BD capacity

Oct 19, 2018 → May 10, 2019
Lpl Financial LLC
IA capacity

Oct 19, 2018 → May 10, 2019
Cetera Advisor Networks LLC
BD capacity

Feb 2, 2018 → Oct 22, 2018
Cetera Advisor Networks LLC
IA capacity

Feb 2, 2018 → Oct 22, 2018
Ameriprise Financial Services, Inc.
BD capacity

Aug 29, 2016 → Feb 1, 2018
Ameriprise Financial Services, Inc.
IA capacity

Aug 29, 2016 → Feb 1, 2018
Raymond James Financial Services Advisors, Inc
IA capacity

Sep 3, 2014 → Aug 22, 2016
Raymond James Financial Services, Inc.
BD capacity

Sep 2, 2014 → Aug 22, 2016
Robert W. Baird & Co. Incorporated
IA capacity

Feb 9, 2010 → Jul 11, 2014
Robert W. Baird & Co. Incorporated
BD capacity

Dec 7, 2009 → Jul 11, 2014

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5515129 ↗ FINRA BrokerCheck record for CRD 5515129 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.