Charles Zhong Zheng

CRD 5517193 · Wells Fargo Advisors · San Ramon, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (11): California · Florida · Illinois · Iowa · Nevada · New Jersey · New Mexico · North Carolina · Oregon · Texas · Washington
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 5517193 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (10)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
San Ramon, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Ramon, CA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Dublin, CA · IA capacity

Oct 1, 2012 → Apr 16, 2015
J.P. Morgan Securities LLC
Dublin, CA · BC capacity

Oct 1, 2012 → Apr 16, 2015
Chase Investment Services Corp.
Dublin, CA · IA capacity

Jun 16, 2011 → Oct 1, 2012
Chase Investment Services Corp.
Dublin, CA · BC capacity

Jun 16, 2011 → Oct 1, 2012
Morgan Stanley Smith Barney LLC
Walnut Creek, CA · IA capacity

Oct 14, 2010 → Jun 20, 2011
Morgan Stanley Smith Barney
Walnut Creek, CA · BC capacity

Jun 4, 2010 → Jun 20, 2011
Wells Fargo Investments, LLC
Oakland, CA · IA capacity

Sep 5, 2008 → Mar 19, 2010
Wells Fargo Investments, LLC
Oakland, CA · BC capacity

Aug 22, 2008 → Mar 19, 2010

Source & corrections

Where this page comes from

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