Pool Paucar

CRD 5545978 · Charles Schwab & Co., Inc. · Orlando, FL

IA RegisteredBroker

Also appears in the source record as: Pool Paucar Mr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): SIESeries 7Series 66
Registered states (18): Alabama · California · Connecticut · Florida · Georgia · Illinois · Indiana · Kentucky · Maryland · Massachusetts · New Hampshire · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Texas · Utah
Years in the industry (source record): 17
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Orlando, FL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Orlando, FL · BC capacity

start not retrieved → present
Morgan Stanley
Winter Park, FL · IA capacity

Sep 5, 2023 → Nov 24, 2025
Morgan Stanley
Winter Park, FL · BC capacity

Jan 11, 2023 → Nov 24, 2025
E*trade Capital Management, LLC
Winter Park, FL · IA capacity

Apr 27, 2017 → Sep 5, 2023
E*trade Securities LLC
Winter Park, FL · BC capacity

Apr 21, 2017 → Sep 5, 2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jacksonville, FL · IA capacity

Mar 25, 2014 → May 1, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Jacksonville, FL · BC capacity

Mar 24, 2014 → May 1, 2017
Bb&t Investment Services, Inc.
Charlotte, NC · IA capacity

Nov 17, 2009 → Feb 28, 2014
Bb&t Investment Services, Inc.
Charlotte, NC · BC capacity

Nov 17, 2009 → Feb 28, 2014
Securian Financial Services, Inc.
Charlotte, NC · IA capacity

Apr 8, 2009 → Nov 6, 2009
Securian Financial Services, Inc.
Charlotte, NC · BC capacity

Apr 8, 2009 → Nov 6, 2009
Edward Jones
Charlotte, NC · IA capacity

Aug 28, 2008 → Feb 12, 2009
Edward Jones
Charlotte, NC · BC capacity

Aug 1, 2008 → Feb 12, 2009

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5545978 ↗ FINRA BrokerCheck record for CRD 5545978 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.