Christopher Petralli
Also appears in the source record as: Chris Petralli; Christopher Escott Petralli
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (3)
- Series 66SIESeries 7
- Registered states (36)
- Alabama · Alaska · Arizona · Arkansas · California · Colorado · Delaware · Florida · Georgia · Hawaii · Idaho · Illinois · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · Wyoming
- Years in the industry (source record)
- 18
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Morgan Stanley
- Firm CRD
- 149777
- SEC number
- 801-70103
- Assets under management
- $2.0T as of Jun 30, 2026
- Website
- www.morganstanley.com ↗
- Phone
- 914-225-5510
- Firm location
- Purchase, NY, 10577-2530
Employment history (9)
From the source registration record · current first
-
Oct 10, 2025 → present
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Wells Fargo Clearing Services, LLCBD capacityMay 18, 2017 → Oct 15, 2025
-
Wells Fargo AdvisorsIA capacityMay 18, 2017 → Oct 15, 2025
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Morgan StanleyBD capacityApr 16, 2013 → May 19, 2017
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Morgan StanleyIA capacityApr 16, 2013 → May 19, 2017
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Wells Fargo Advisors, LLCBD capacityJan 3, 2011 → Apr 16, 2013
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Wells Fargo Advisors, LLCIA capacityJan 3, 2011 → Apr 16, 2013
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Wells Fargo Investments, LLCIA capacitySep 8, 2008 → Jan 3, 2011
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Wells Fargo Investments, LLCBD capacityAug 25, 2008 → Jan 3, 2011
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.