Troye L Hammond

CRD 5554120 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Melville, NY

IA RegisteredBroker

Also appears in the source record as: Troye Lancelot Hammond; Troye L. Hammond

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 79TOSIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 18
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (12)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Melville, NY · IA capacity

Nov 13, 2024 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Melville, NY · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Aug 16, 2021 → Sep 9, 2024
Fidelity Brokerage Services LLC
BD capacity

Jul 15, 2021 → Sep 9, 2024
J.P. Morgan Securities LLC
BD capacity

Jan 13, 2020 → Apr 27, 2021
Wells Fargo Clearing Services, LLC
BD capacity

Jul 28, 2015 → Jul 16, 2019
Princor Financial Services Corporation
BD capacity

May 19, 2014 → Mar 25, 2015
Meyers Associates, L.P.
BD capacity

Oct 16, 2013 → Jan 31, 2014
Brookville Capital Partners
BD capacity

Apr 2, 2012 → Aug 28, 2012
Charles Vista LLC
BD capacity

Jul 20, 2010 → Jul 28, 2010
Obsidian Financial Group, LLC
BD capacity

Mar 5, 2010 → Jul 20, 2010
National Securities Corporation
BD capacity

Nov 10, 2008 → Feb 20, 2009

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 5554120 ↗ FINRA BrokerCheck record for CRD 5554120 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.