Nicholas H Kukawski

CRD 5563839 · Charles Schwab & Co., Inc. · Northbrook, IL

IA RegisteredBroker

Also appears in the source record as: Nicholas Kukawski; Nick Kukawski

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 7TOSIESeries 6Series 65Series 63
Registered states (19): Arizona · California · Colorado · District Of Columbia · Florida · Georgia · Illinois · Iowa · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New York · Pennsylvania · South Carolina · Tennessee · Texas · Wisconsin
Years in the industry (source record): 14
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (11)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Northbrook, IL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Northbrook, IL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Northbrook, IL · IA capacity

start not retrieved → present
Td Ameritrade, Inc.
Northbrook, IL · BC capacity

Apr 14, 2022 → Jul 29, 2024
Td Ameritrade Investment Management, LLC
Northbrook, IL · IA capacity

Apr 14, 2022 → Sep 7, 2023
Td Ameritrade, Inc.
Northbrook, IL · IA capacity

Apr 14, 2022 → Oct 14, 2022
Citigroup Global Markets Inc.
Vernon Hills, IL · IA capacity

May 28, 2020 → Apr 6, 2022
Citigroup Global Markets Inc.
Vernon Hills, IL · BC capacity

Dec 11, 2018 → Apr 6, 2022
Fifth Third Securities, Inc.
Island Lake, IL · BC capacity

Apr 25, 2016 → May 26, 2017
J.P. Morgan Securities LLC
Burlington, WI · BC capacity

Oct 1, 2012 → Dec 31, 2013
Chase Investment Services Corp.
Gurnee, IL · BC capacity

Sep 5, 2008 → Oct 1, 2012

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 5563839 ↗ FINRA BrokerCheck record for CRD 5563839 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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